Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolina? Claim Your ProfileCarolina Puente is a financial advisor with PFS Investments Inc., a firm with over 3,500 financial advisors. Carolina has been in the financial industry for over a year. She is a registered representative with FINRA and is licensed in several states. She has passed multiple exams, including the Series 63, 6TO, Series 26, and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
09/08/2021 - Present
PFS Investments Inc. (FORT WORTH TX)
BC
Issued 10/21/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/08/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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