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Carolina Pamintuan Tanjutco

Pruco Securities, LLC

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About Carolina Pamintuan Tanjutco

Carolina Tanjutco is a financial advisor with Pruco Securities, LLC. Carolina has been in the industry since 2014 and is licensed to provide investment advice in several states. Carolina has a variety of experience in the financial services industry. Carolina has worked with a range of clients, including individuals, corporations, and trusts.

Firm Information

Carolina Tanjutco is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Carolina Tanjutco’s Registration & Firm History

NJ

04/30/2024 - Present

Pruco Securities, LLC (PARAMUS NJ)

NY

02/02/2012 - 12/10/2021

NYLIFE SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/03/2024

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 04/30/2024

Series 66 - Uniform Combined State Law Examination

IA

Issued 08/18/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/19/2022

Series 7TO - General Securities Representative Examination

BC

Issued 12/19/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2015

Series 7 - General Securities Representative Examination

BC

Issued 02/01/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Carolina Pamintuan Tanjutco. Review regulatory record here.
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