Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolina? Claim Your ProfileCarolina Nehrer de souza is a registered representative with Mizuho Securities USA LLC, located in New York, NY. Carolina has been in the industry since 2021, working previously for CREDIT SUISSE SECURITIES (USA) LLC. Carolina holds the Series 7, Series 63, Series 79TO, and SIE licenses. Carolina is currently registered in 52 states for broker-dealer activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/19/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/09/2021 - 01/31/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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