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Carolina Mendez

Pershing LLC

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About Carolina Mendez

Carolina Mendez is a registered representative with Pershing LLC. Carolina has been in the industry since April 22, 2023 and holds the Series 99TO and SIE licenses. Carolina is currently located in the Lake Mary branch office of Pershing LLC.

Firm Information

Carolina Mendez is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carolina Mendez’s Registration & Firm History

FL

04/22/2023 - Present

Pershing LLC (LAKE MARY FL)

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Licenses & Designations

BC

Issued 04/22/2023

Series 99TO - Operations Professional Examination

BC

Issued 04/30/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carolina Mendez.
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