Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolina? Claim Your ProfileCarolina Gomes-casseres is a registered representative with Scotia Capital (usa) Inc. Carolina has been in the industry since May 2023 and holds the Series 63, Series 79TO and SIE licenses. Carolina is registered with the state securities regulators of 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/20/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 04/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2023
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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