Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolina? Claim Your ProfileCarolina Bautista is a financial advisor who has been in the industry since July 2014. Carolina currently works for Farmers Financial Solutions, LLC and has been registered with the firm since October 2015. Carolina holds a Series 6, Series 63, and SIE license and is currently registered in California. Carolina previously worked for Farmers Financial Solutions, LLC from June 2014 to October 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/19/2015 - Present
Farmers Financial Solutions, LLC (VALLEJO CA)
CA
06/30/2014 - 10/08/2015
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
BC
Issued 02/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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