Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolina? Claim Your ProfileCarolina Andrea Pineira is a registered investment advisor with UBS Financial Services Inc. Carolina Pineira has been in the industry since 2003 and is registered in 24 states. Carolina Pineira is currently working at UBS Financial Services Inc. in their New York, New York location. Carolina Pineira is also registered with FINRA and has been registered as a registered representative with UBS International Inc. in the past. Carolina Pineira has several designations including Series 66, Series 7 and SIE. Carolina Pineira also has other business affiliations with Sugarbullit Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
03/29/2023 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
09/12/2007 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
FL
08/24/2004 - 08/13/2007
BNP PARIBAS INVESTMENT SERVICES, LLC (MIAMI FL)
FL
08/28/2003 - 11/17/2004
DRESDNER LATEINAMERIKA FINANCIAL ADVISORS LLC (MIAMI FL)
BOTH
Issued 11/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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