Unclaimed
Carole Sbordone is a financial advisor with over 12 years of experience in the industry. Carole is currently registered with David Lerner Associates, Inc. She is a Series 7 and Series 63 licensed professional. Carole has a broad range of experience and is registered in 14 states. She is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/11/2011 - Present
David Lerner Associates, Inc. (WHITE PLAINS NY)
BC
Issued 05/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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