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Carole Sbordone

David Lerner Associates, Inc.

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About Carole Sbordone

Carole Sbordone is a financial advisor with over 12 years of experience in the industry. Carole is currently registered with David Lerner Associates, Inc. She is a Series 7 and Series 63 licensed professional. Carole has a broad range of experience and is registered in 14 states. She is dedicated to providing her clients with personalized financial advice and guidance.

Firm Information

Carole Sbordone is currently registered with David Lerner Associates, Inc.. David Lerner Associates, Inc. is a Corporation that was formed on November 6, 1975. The firm is registered with the Securities and Exchange Commission (SEC) and is approved in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carole Sbordone’s Registration & Firm History

NY

05/11/2011 - Present

David Lerner Associates, Inc. (WHITE PLAINS NY)

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Licenses & Designations

BC

Issued 05/26/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carole Sbordone.
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