Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carole? Claim Your ProfileCarole Ford is a financial advisor with over 30 years of experience in the industry. Carole is currently registered with Perennial Financial Services and has a Series 7, Series 24, and Series 63 license. Carole also holds the Certified Financial Planner designation. Carole specializes in providing financial planning, investment management, and pension consulting services to individuals, families, and businesses. Carole has experience working with clients in various industries and has a strong commitment to providing personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/30/2023 - Present
Perennial Financial Services (LOS ANGELES CA)
AZ
11/16/1998 - 09/10/2002
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
CA
06/23/1993 - 11/16/1998
UNITED PACIFIC SECURITIES, INC. (CARLSBAD CA)
CA
11/07/1989 - 07/02/1993
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NA
05/09/1988 - 11/07/1989
VALUE EQUITIES CORPORATION
NA
03/27/1986 - 05/23/1988
ASSOCIATED PLANNERS SECURITIES CORPORATION
NA
07/26/1984 - 08/28/1985
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 08/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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