Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carole? Claim Your ProfileCarole Louise Leitgeb is a financial advisor with LPL Financial LLC. Carole is registered to provide investment advice in Maryland and Texas and has been working in the industry since 2007. Previously, Carole worked for companies such as OSAIC FA, INC., Ameriprise Financial Services, LLC, Ceros Financial Services, Inc., Morgan Stanley, and Wells Fargo Advisors, LLC. Carole holds the Series 6, 7, 63, 65, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
08/16/2024 - Present
LPL Financial LLC (LUTHERVILLE MD)
MD
11/09/2020 - 08/14/2024
OSAIC FA, INC. (Lutherville MD)
VA
09/27/2018 - 11/13/2020
AMERIPRISE FINANCIAL SERVICES, LLC (VIRGINIA BEACH VA)
VA
09/22/2016 - 09/28/2018
CEROS FINANCIAL SERVICES, INC. (NORFOLK VA)
CA
05/17/2013 - 06/30/2016
MORGAN STANLEY (FRESNO CA)
CA
01/03/2011 - 05/14/2013
WELLS FARGO ADVISORS, LLC (HANFORD CA)
CA
04/23/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (HANFORD CA)
CA
07/16/2007 - 05/11/2010
WELLS FARGO ADVISORS, LLC (HANFORD CA)
BOTH
Issued 01/19/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/02/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/25/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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