Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carole? Claim Your ProfileCarole Leah Rominger is an investment advisor representative with Osaic Advisory Services, LLC. Carole has over 25 years of experience in the financial services industry. Carole has a broad range of experience in financial planning, investment management, and insurance services. Carole is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
11/08/2024 - Present
Osaic Advisory Services, LLC (ATLANTA GA)
CO
06/28/2013 - 06/14/2024
SECURITIES AMERICA, INC. (DURANGO CO)
CO
10/03/2008 - 07/01/2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (DURANGO CO)
CA
07/15/1998 - 10/03/2008
WACHOVIA SECURITIES, LLC (SACRAMENTO CA)
SC
03/14/1997 - 07/31/1998
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IA
Issued 08/05/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Carole Rominger is the right advisor for you? Invested Better is here to help.
