Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carole? Claim Your ProfileCarole Enisman is a financial advisor with over 30 years of experience in the industry. Carole is currently registered with Cambridge Investment Research Advisors, Inc. in Florida and Texas and has been with the firm since December 2019. Carole has experience with a range of financial products and services including investment advisory services, portfolio management, financial planning, and pension consulting. Carole is committed to helping clients reach their financial goals through personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
12/16/2019 - Present
Cambridge Investment Research Advisors, Inc. (Fort Lauderdale FL)
FL
03/13/2019 - 12/24/2019
NATIONAL SECURITIES CORPORATION (FORT LAUDERDALE FL)
CO
06/16/2016 - 03/14/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CA
02/07/2013 - 06/13/2016
SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)
FL
08/13/1992 - 05/31/2013
PRIME CAPITAL SERVICES, INC. (BOCA RATON FL)
NA
11/22/1983 - 04/26/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 05/09/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1993
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/30/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/18/1983
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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