Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carole? Claim Your ProfileCarole Diane Eckberg is a financial advisor with over 20 years of experience in the industry. Carole is currently registered with Raymond James Financial Services Advisors, Inc. Carole has experience working with a variety of clients, including individuals, corporations, and high-net-worth individuals. Carole has a wide range of experience working with individuals, corporations, and high-net-worth individuals. She also offers educational seminars, financial planning, and pension consulting. Prior to joining Raymond James Financial Services Advisors, Inc., Carole worked at Morgan Stanley Smith Barney and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
02/17/2011 - Present
Raymond James Financial Services Advisors, Inc. (BOURBONNAIS IL)
IL
06/01/2009 - 06/23/2010
MORGAN STANLEY SMITH BARNEY (ORLAND PARK IL)
IL
08/12/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOURBONNAIS IL)
IA
Issued 09/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2004
Series 3 - National Commodity Futures Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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