Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carole? Claim Your ProfileCarole Alexander is a financial advisor with over 15 years of experience in the industry. Currently, Carole is registered with Raymond James Financial Services, Inc. and is located in Chelmsford, MA. Previously, Carole was associated with WELLS FARGO CLEARING SERVICES, LLC and A. G. EDWARDS & SONS, INC. Carole holds the Series 7 and Series 63 licenses as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/18/2017 - Present
Raymond James Financial Services, Inc. (Chelmsford MA)
MA
01/01/2008 - 05/19/2017
WELLS FARGO CLEARING SERVICES, LLC (CHELMSFORD MA)
MA
09/06/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHELMSFORD MA)
BC
Issued 10/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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