Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carole? Claim Your ProfileCarole Ann Julien is a registered representative with PFS Investments Inc. Carole Ann Julien is licensed in New York, where Carole Ann Julien has been registered since 7/1/2002. Carole Ann Julien specializes in Series 6 products. Carole Ann Julien is located in the branch office at 357 HEMPSTEAD TPKE STE 202 in WEST HEMPSTEAD, NY. Carole Ann Julien has been a member of the securities industry since 1/1/2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
01/01/2002 - Present
PFS Investments Inc. (WEST HEMPSTEAD NY)
BC
Issued 06/27/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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