Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carole? Claim Your ProfileCarole Bonina is a financial professional with over 20 years of experience in the industry. Carole is currently registered with Eastdil Secured Advisors LLC, where Carole has been employed since October 2019. Carole was previously employed by WELLS FARGO SECURITIES, LLC for over a decade and prior to that was employed by Barclays Global Investors Services. Carole holds Series 7, 24, 63, 79TO, 99TO, and SIE licenses. Carole is licensed to provide financial services in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/01/2019 - Present
Eastdil Secured Advisors LLC (San Francisco CA)
CA
07/01/2009 - 09/19/2019
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
12/08/2008 - 07/01/2009
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
10/13/2005 - 03/03/2008
BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)
TX
03/02/2004 - 09/19/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/14/1999 - 08/19/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 09/04/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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