Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolanne? Claim Your ProfileCarolanne M. Prentice is a registered representative with Northwestern Mutual Investment Services, LLC, with over 2 years of experience in the financial services industry. Carolanne is licensed in Arizona, California, and Florida. Carolanne holds the Series 63, SIE, Series 7 and Series 6TO licenses. Carolanne is committed to providing her clients with comprehensive financial planning and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CA
09/10/2021 - Present
Northwestern Mutual Investment Services, LLC (SACRAMENTO CA)
BC
Issued 12/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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