Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolann? Claim Your ProfileCarolann Guadagnino is an experienced financial advisor with over 15 years of experience in the financial industry. Carolann is registered with Moors & Cabot, Inc. and has a strong track record of providing personalized financial advice and investment management services to individuals, families, and businesses. She is dedicated to helping her clients achieve their financial goals and is committed to providing them with the highest level of service. Carolann is registered with the following states: Connecticut, Delaware, Florida, Illinois, Maine, Maryland, Massachusetts, Michigan, Minnesota, New York, North Carolina, Rhode Island, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
08/05/2011 - Present
Moors & Cabot, Inc. (BOSTON MA)
MA
10/23/2009 - 08/08/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROCKLAND MA)
MA
01/15/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HINGHAM MA)
MA
10/25/2007 - 01/17/2008
RBC DAIN RAUSCHER INC. (NORWELL MA)
BC
Issued 09/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Carolann Guadagnino is the right advisor for you? Invested Better is here to help.
