Unclaimed
Carol Yvonne Sherrod is a registered representative with Nylife Securities LLC. Carol joined the firm in 2008 and is currently based in Germantown, TN. She has a Series 6 license and is registered with FINRA and the state of Tennessee. Carol has also passed the SIE and Series 63 exams. She is a well-seasoned professional with experience in the financial services industry since 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
05/05/2008 - Present
Nylife Securities LLC (GERMANTOWN TN)
BC
Issued 05/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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