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Carol Yvonne Sherrod

Nylife Securities LLC

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About Carol Yvonne Sherrod

Carol Yvonne Sherrod is a registered representative with Nylife Securities LLC. Carol joined the firm in 2008 and is currently based in Germantown, TN. She has a Series 6 license and is registered with FINRA and the state of Tennessee. Carol has also passed the SIE and Series 63 exams. She is a well-seasoned professional with experience in the financial services industry since 2008.

Firm Information

Carol Sherrod is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carol Sherrod’s Registration & Firm History

TN

05/05/2008 - Present

Nylife Securities LLC (GERMANTOWN TN)

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Licenses & Designations

BC

Issued 05/25/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Carol Yvonne Sherrod. Review regulatory record here.
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