Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Yvonne Ransom sutterfield is a Registered Representative and Investment Adviser Representative in the states of Arkansas and Oklahoma. Carol has been working in the financial industry since 2000 and has held several positions at various firms, including Ameriprise Financial Services, Inc., Morgan Stanley DW Inc., IDS Life Insurance Company, Gradient Securities, LLC and Gradient Advisors, LLC. Carol has a Series 7, Series 66 and SIE license and specializes in investment advice, financial planning, pension consulting and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Referral fees
1
2
MN
01/08/2024 - Present
Gradient Advisors, LLC (ARDEN HILLS MN)
AR
12/23/2013 - 12/31/2016
GRADIENT SECURITIES, LLC (FORT SMITH AR)
AR
09/16/2002 - 10/15/2013
AMERIPRISE FINANCIAL SERVICES, INC. (FORT SMITH AR)
MN
09/16/2002 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
11/20/2000 - 08/22/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 01/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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