Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Vu Tam is a registered representative with Aon Securities LLC. Carol is licensed in Texas. Carol's office is located at 3550 Lenox Road, NE, Suite 1700 in Atlanta, GA. Carol has passed the Series 6 and Series 63 exams, as well as the Securities Industry Essentials (SIE) exam. Carol joined Aon Securities LLC on 11/5/2015. Previously, Carol was employed by Newport Group Securities, Inc. and Clark Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Fairness opinions
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
GA
11/05/2015 - Present
AON Securities LLC (Atlanta GA)
TX
10/17/2012 - 10/12/2015
NEWPORT GROUP SECURITIES, INC. (DALLAS TX)
NC
10/22/2008 - 07/03/2012
CLARK SECURITIES, INC. (GREENSBORO NC)
BC
Issued 11/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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