Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Sullivan Reynolds has been working in the financial industry since 1992. Carol is currently registered with Morgan Stanley and has been associated with them since 2009. Prior to this, Carol was associated with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Legg Mason Wood Walker, Incorporated and Salomon Smith Barney Inc. Carol holds a Series 63 and a Series 66 license as well as a Series 7 and a SIE. Carol is registered in 43 states, and in addition to the current firm, has been associated with 4 other firms. Carol specializes in providing financial planning services, pension consulting, portfolio management for individuals, businesses and investment companies as well as asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
06/14/2018 - Present
Morgan Stanley (Charlotte NC)
NC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHARLOTTE NC)
NC
02/08/2006 - 04/02/2007
MORGAN STANLEY DW INC. (CHARLOTTE NC)
MD
02/07/2000 - 02/14/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
06/18/1992 - 01/26/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 09/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Carol Reynolds is the right advisor for you? Invested Better is here to help.
