Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Mincoff has been in the financial industry since August 1993. Carol is currently registered with Next Financial Group, Inc. in Fort Wayne, IN. Carol is a registered representative with FINRA and is licensed with Indiana. Carol previously worked with H. BECK, INC., GUNNALLEN FINANCIAL, INC, SII INVESTMENTS, INC., WASHINGTON SQUARE SECURITIES, INC., and RELIASTAR FINANCIAL MARKETING CORP. Carol holds Series 6, Series 63 and SIE licenses and has been recognized as a specialist in 1, 2, 3, 4, 5, and 6 financial areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
IN
09/09/2014 - Present
Next Financial Group, Inc. (FORT WAYNE IN)
IN
08/29/2008 - 09/12/2014
H. BECK, INC. (FORT WAYNE IN)
IN
08/04/2006 - 09/10/2008
GUNNALLEN FINANCIAL, INC (FT. WAYNE IN)
IN
10/29/1998 - 08/09/2006
SII INVESTMENTS, INC. (FORT WAYNE IN)
CT
08/01/1995 - 10/28/1998
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
WA
08/26/1993 - 08/01/1995
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
BC
Issued 12/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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