Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Seitz Stoltenberg is a financial advisor at MML Investors Services, LLC. Carol has over 20 years of experience in the financial services industry. She is a Registered Representative and has a Series 6, 7, 26, and 65 license. Carol specializes in helping individuals, businesses, trusts, and retirement plans with their financial planning and investment needs. Carol has a proven track record of success and is committed to providing her clients with personalized, comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
07/25/2007 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
CT
05/13/2004 - 05/22/2007
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
12/19/2000 - 05/14/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
IA
Issued 06/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2003
Series 7 - General Securities Representative Examination
BC
Issued 12/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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