Unclaimed
Carol Ruth Weiler is a registered representative associated with Raymond James Financial Services, Inc. Carol has been in the financial services industry since 2007 and has worked with multiple firms over the years. Carol is currently located in Lebanon, TN. Carol is registered in Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
10/28/2019 - Present
Raymond James Financial Services, Inc. (LEBANON TN)
TN
08/05/2019 - 10/29/2019
TRIAD ADVISORS LLC (Brentwood TN)
TN
12/04/2018 - 08/07/2019
LPL FINANCIAL LLC (MOUNT JULIET TN)
TN
01/03/2017 - 06/26/2018
COMMONWEALTH FINANCIAL NETWORK (BRENTWOOD TN)
TN
04/07/2015 - 04/08/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NASHVILLE TN)
TN
12/07/2012 - 08/01/2013
METLIFE SECURITIES INC. (FRANKLIN TN)
TN
02/16/2007 - 01/12/2012
LPL FINANCIAL LLC (LEBANON TN)
TN
07/26/2004 - 12/15/2006
SYNOVUS SECURITIES, INC. (NASHVILLE TN)
TX
07/21/2003 - 06/10/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 09/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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