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Carol Ruth Weiler

Raymond James Financial Services, Inc.

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About Carol Ruth Weiler

Carol Ruth Weiler is a registered representative associated with Raymond James Financial Services, Inc. Carol has been in the financial services industry since 2007 and has worked with multiple firms over the years. Carol is currently located in Lebanon, TN. Carol is registered in Tennessee.

Firm Information

Carol Weiler is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carol Weiler’s Registration & Firm History

TN

10/28/2019 - Present

Raymond James Financial Services, Inc. (LEBANON TN)

TN

08/05/2019 - 10/29/2019

TRIAD ADVISORS LLC (Brentwood TN)

TN

12/04/2018 - 08/07/2019

LPL FINANCIAL LLC (MOUNT JULIET TN)

TN

01/03/2017 - 06/26/2018

COMMONWEALTH FINANCIAL NETWORK (BRENTWOOD TN)

TN

04/07/2015 - 04/08/2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NASHVILLE TN)

TN

12/07/2012 - 08/01/2013

METLIFE SECURITIES INC. (FRANKLIN TN)

TN

02/16/2007 - 01/12/2012

LPL FINANCIAL LLC (LEBANON TN)

TN

07/26/2004 - 12/15/2006

SYNOVUS SECURITIES, INC. (NASHVILLE TN)

TX

07/21/2003 - 06/10/2004

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 09/19/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2003

Series 7 - General Securities Representative Examination

BC

Issued 06/28/1997

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carol Ruth Weiler.
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