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Carol Rose

Alliancebernstein LP

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About Carol Rose

Carol Rose is a registered investment advisor representative. Carol has been working in the financial services industry since May 2017 and is currently registered with Alliancebernstein LP in Nashville, TN. Carol has previously been associated with WELLS FARGO CLEARING SERVICES, LLC and EDWARD JONES. Carol has earned the following licenses: Series 66, Series 7 and SIE.

Firm Information

Carol Rose is currently registered with Alliancebernstein LP. AllianceBernstein LP is a leading global investment management firm with over $651.48 billion in regulatory assets under management. The firm provides a range of advisory services, including portfolio management for individuals, businesses, and investment companies. Their client base includes high-net-worth individuals, insurance companies, investment companies, charitable organizations, and state or municipal government entities. The firm is headquartered in Nashville, TN.
Alliancebernstein LP

501 COMMERCE STREET

NASHVILLE, TN 37203

$651.48B

Assets Under Management

19

Total Clients

447

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation

Asset allocation

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Carol Rose’s Registration & Firm History

TN

05/27/2020 - Present

Alliancebernstein LP (Nashville TN)

MO

09/08/2017 - 05/07/2020

WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)

MO

05/02/2017 - 08/29/2017

EDWARD JONES (ST LOUIS MO)

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Licenses & Designations

BOTH

Issued 11/08/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carol Rose.
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