Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Riesen Chandler is a financial professional with over 20 years of experience in the industry. Carol is currently registered with Wells Fargo Clearing Services, LLC, and holds Series 66, SIE and Series 7 licenses. Carol has a strong track record of providing investment advice to individuals and institutions, and is committed to helping clients reach their financial goals. Carol is also a Certified Financial Planner (CFP®). Prior to joining Wells Fargo, Carol worked at A. G. Edwards & Sons, Inc. for several years. Carol has a wide range of experience in the financial industry and is able to provide clients with a comprehensive suite of financial planning and investment services. In addition to her financial services experience, Carol also has experience as an executor, a trustee for trusts, and other business interests.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (MIDLAND TX)
TX
09/09/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MIDLAND TX)
BOTH
Issued 09/19/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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