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Carol Rich Hargrove

Crews & Associates, Inc.

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About Carol Rich Hargrove

Carol Hargrove is a registered representative with Crews & Associates, Inc., located in Little Rock, Arkansas. Carol has been in the securities industry since August 1994. Carol has a Series 63 license, a Series 7 license, and passed the SIE exam in 2018. Carol has worked for Crews & Associates, Inc. since July 2005 and previously worked for Morgan Keegan & Company, Inc. and SAL Clearing Corporation. Carol specializes in financial planning, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Carol Hargrove is currently registered with Crews & Associates, Inc.. Crews & Associates, Inc. is a Corporation formed in 1979 and headquartered in LITTLE ROCK, AR. They provide financial planning, portfolio management for individuals and businesses. The firm has a total of 112,401,625 in assets under management, of which 94,446,571 is discretionary. They have a total of 270 accounts, of which 45 are discretionary. The firm is registered with the SEC and in 51 states. Crews & Associates, Inc. has 12 licensed agents, 16 investment adviser representatives, and 16 registered representatives. They offer wrap fee programs and participate in other advisory services. They work with a wide range of clients, including individuals, businesses, charitable organizations, and insurance companies.
Crews & Associates, Inc.

521 PRESIDENT CLINTON AVENUE

LITTLE ROCK, AR 72201

$112.40M

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carol Hargrove’s Registration & Firm History

AR

07/05/2005 - Present

Crews & Associates, Inc. (LITTLE ROCK AR)

TN

10/24/1994 - 07/01/2005

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

AR

06/24/2005 - 06/29/2005

CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)

AL

08/05/1994 - 10/17/1994

SAL CLEARING CORPORATION (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 01/17/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carol Rich Hargrove.
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