Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Renee Freeman is a registered investment advisor with Cetera Investment Services LLC. Carol has been in the financial services industry for over 20 years and is a licensed securities agent. Carol holds the Series 6 and Series 63 licenses, and the SIE exam. Carol has a strong background in investment products and services, including variable contracts. Carol is committed to providing her clients with personalized financial advice to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
07/02/2013 - Present
Cetera Investment Services LLC (PADUCAH KY)
TN
04/05/2007 - 03/31/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
05/01/2000 - 04/05/2007
PFIC SECURITIES CORPORATION (FRANKLIN TN)
BC
Issued 06/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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