Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Reid Dittert has been in the financial services industry since March 1994. Carol is currently registered as a Registered Representative with Janney Montgomery Scott LLC, where has been employed since April 2009. Prior to joining Janney Montgomery Scott LLC, Carol worked at Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Carol holds the Series 7, Series 63, and Series 66 securities licenses and has a SIE designation. Carol provides financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors to her clients. Carol is also a member of the following specializations: 1, 2, 3, 4, 5, and 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
04/06/2009 - Present
Janney Montgomery Scott LLC (WEST CHESTER PA)
NY
02/21/2006 - 04/13/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
04/24/1995 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
03/15/1994 - 04/27/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Carol Dittert is the right advisor for you? Invested Better is here to help.
