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Carol Rando

THE Leaders Group, Inc.

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About Carol Rando

Carol Rando is a registered representative with The Leaders Group, Inc. Carol has been in the financial services industry since August 2016. Carol holds the Series 6 and Securities Industry Essentials (SIE) licenses. Carol is licensed to provide investment advice in Colorado.

Firm Information

Carol Rando is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carol Rando’s Registration & Firm History

CO

08/10/2016 - Present

THE Leaders Group, Inc. (LITTLETON CO)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carol Rando.
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