Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Ramsdell is a financial advisor who has been in the industry since 1993. Carol is currently registered with Wells Fargo Advisors Financial Network, LLC, and is licensed in New York and Texas. Carol has held previous positions with Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, A. G. Edwards & Sons, Inc., First Albany Corporation, and Essex Capital Markets, Inc. Carol has passed the Series 7, Series 31, Series 63, Series 65 and SIE exams. Carol provides financial planning, investment consulting services to institutional clients, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
05/13/2019 - Present
Wells Fargo Advisors Financial Network, LLC (ROCHESTER NY)
NY
02/27/2009 - 05/10/2019
WELLS FARGO CLEARING SERVICES, LLC (PITTSFORD NY)
NY
02/18/2005 - 03/23/2009
CITIGROUP GLOBAL MARKETS INC. (ROCHESTER NY)
MD
05/20/1997 - 02/22/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
05/11/1994 - 05/01/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
02/13/1990 - 10/02/1990
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
11/21/1989 - 02/05/1990
ESSEX CAPITAL MARKETS, INC. (ROCHESTER NY)
IA
Issued 03/02/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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