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Carol Patterson

Janus Henderson Distributors US LLC

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About Carol Patterson

Carol Patterson is a registered representative with Janus Henderson Distributors US LLC in Denver, Colorado. Carol has been in the securities industry since June 7, 2000 and holds the Series 6, Series 63 and SIE licenses. Carol is registered to sell securities in Colorado.

Firm Information

Carol Patterson is currently registered with Janus Henderson Distributors US LLC. Janus Henderson Distributors US LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

332

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carol Patterson’s Registration & Firm History

CO

06/07/2000 - Present

Janus Henderson Distributors US LLC (DENVER CO)

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Licenses & Designations

BC

Issued 06/12/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carol Patterson.
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