Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Ungar is a registered investment advisor representative with Cetera Investment Advisers LLC. Carol has been in the securities industry since September 18, 1984, and holds the Series 6, Series 7, and Series 63 securities licenses. In addition to her work as a registered investment advisor, Carol is also a tax practitioner who prepares tax returns. Carol is dedicated to providing her clients with the best possible service and is committed to helping them achieve their financial goals.
W NYACK, NY
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/21/2021 - Present
Cetera Investment Advisers LLC (W NYACK NY)
NJ
11/07/2000 - 10/24/2005
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
NY
09/03/1997 - 10/24/2000
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
01/01/1993 - 07/02/1997
CHURCHILL SECURITIES, INC. (SUFFERN NY)
NY
02/25/1991 - 12/02/1992
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
NA
06/07/1984 - 06/19/1992
GLOBAL CAPITAL SECURITIES, INC.
BC
Issued 5/4/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 6/6/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carol Ungar is the right advisor for you? Invested Better is here to help.
