Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Murphy-reardon is a Registered Representative with Moors & Cabot, Inc. Carol has over 40 years of experience in the financial industry. Carol is licensed in 6 states, including Massachusetts, Connecticut, Florida, New York, Virginia and South Carolina. Carol has passed several industry exams including the Series 63, Series 7TO, Series 24, Series 40 and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
04/21/1989 - Present
Moors & Cabot, Inc. (BOSTON MA)
NA
06/26/1985 - 04/27/1989
ALTERNATIVE INVESTMENT CORPORATION
NA
10/25/1982 - 06/12/1985
WINTHROP SECURITIES CO., INC.
NA
04/21/1981 - 06/15/1982
TRUSTEED FUNDS, INC
NA
06/22/1979 - 05/06/1981
KEYSTONE MASSACHUSETTS INC.
NA
11/27/1978 - 04/30/1981
CORNERSTONE FINANCIAL SERVICES, INC.
BC
Issued 09/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/28/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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