Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Marie Sullivan is a financial advisor with Thrivent Investment Management Inc. based in Shakopee, MN. Carol has been in the financial industry since 2009. Carol is registered with the states of Florida, Georgia, Kansas, Minnesota, and New Mexico. Carol holds the Series 66, Series 7 and SIE licenses. Carol is also registered with the FINRA. In addition to working as a financial advisor, Carol is a sole proprietor of an advertising specialty and promotions business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
12/20/2013 - Present
Thrivent Investment Management Inc. (SHAKOPEE MN)
BOTH
Issued 10/01/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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