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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Marie Miskovich is a financial advisor who has been in the industry since 1988. She is currently registered with LPL Financial LLC and has a branch office in Brighton, Michigan. Carol Marie Miskovich has previously worked with Intersecurities, Inc., Royal Alliance Associates, Inc., Pruco Securities Corporation and The Prudential Insurance Company of America. Carol Marie Miskovich holds several licenses including Series 6, 7, 63, and 65 as well as the SIE. Carol Marie Miskovich has provided investment advice to individuals, corporations, pension and profit-sharing plans, charitable organizations, and other investment advisors. Carol Marie Miskovich's firm, LPL Financial LLC, offers a variety of financial services including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
09/23/2024 - Present
LPL Financial LLC (Brighton MI)
MI
10/27/2005 - 10/23/2006
INTERSECURITIES, INC. (BRIGHTON MI)
AZ
10/14/1991 - 10/17/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NJ
05/26/1988 - 10/14/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/26/1988 - 10/14/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 10/22/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/25/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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