Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Marie Carr has been working in the financial industry since December 20, 1999. Carol is currently registered as an investment advisor representative with Stifel, Nicolaus & Company, Inc.. Carol is licensed to provide investment advice in Ohio and Texas. Carol has worked for several other firms during her career including Butler, Wick & Co., Inc. and Stifel, Nicolaus & Company, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/14/2020 - Present
Stifel, Nicolaus & Company, Inc. (CANFIELD OH)
OH
03/10/2009 - 03/11/2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BOARDMAN OH)
OH
09/29/2003 - 03/10/2009
BUTLER, WICK & CO., INC. (BOARDMAN OH)
OH
06/25/1998 - 02/04/2003
BUTLER, WICK & CO., INC. (YOUNGSTOWN OH)
BOTH
Issued 05/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1998
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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