Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Maria Lawson is a registered representative with Osaic FA, Inc. and has been in the securities industry since June 6, 2004. Carol Lawson is also a registered investment advisor representative in Colorado and has been active in this capacity since June 30, 2016. Carol Lawson has held previous positions at Raymond James Financial Services, Inc., and Intersecurities, Inc.. Carol Maria Lawson's career has spanned roles at various organizations including Retirement Strategies, Raymond James Financial Services, and Lincoln Financial Advisors. Carol Lawson has passed several industry exams including the Series 66, Series 24, Series 7, and Series 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
06/30/2016 - Present
Osaic FA, Inc. (DENVER CO)
CO
07/24/2009 - 06/02/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (CASTLE ROCK CO)
CO
05/11/2004 - 07/29/2009
INTERSECURITIES, INC. (CENTENNIAL CO)
BOTH
Issued 10/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/10/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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