Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Margaret Fracasso is a financial professional with over 30 years of experience in the industry. Carol is currently registered with Tiaa-Cref Individual & Institutional Services, LLC and has previously worked with firms including AXA Advisors, LLC, AXA Distributors, LLC, EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States. Carol holds Series 6, 26 and 63 securities licenses as well as the SIE. Carol specializes in providing financial planning and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
06/06/2013 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
12/01/2004 - 09/07/2012
AXA ADVISORS, LLC (CHARLOTTE NC)
NC
03/29/1999 - 12/01/2004
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
11/15/1994 - 03/23/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
11/15/1994 - 03/23/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
05/04/1987 - 11/17/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 11/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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