Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol MacKewicz is a financial advisor registered with Ameriprise Financial Services, LLC. Carol has been in the financial industry since 2012. Carol is licensed in the state of California and holds both Series 63 and 66 licenses. Carol has worked for Morgan Stanley & Co. LLC and Ameriprise Financial Services, LLC in the past. Carol has experience working with high-net-worth individuals, corporations and other businesses, charitable organizations, pension and profit-sharing plans, insurance companies, trusts, and estates. Ameriprise Financial Services, LLC, a registered investment advisor, offers advisory services including asset allocation, financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/12/2020 - Present
Ameriprise Financial Services, LLC (OAKLAND CA)
CA
04/28/2010 - 04/17/2017
MORGAN STANLEY & CO. LLC (SAN FRANCISCO CA)
BOTH
Issued 06/14/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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