Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol M. Joyce is an active investment advisor registered in Arizona. Carol has been in the industry since 2009. Carol is a registered representative of United Planners' Financial Services Of America A Limited Partner. United Planners' Financial Services Of America A Limited Partner provides financial planning, pension consulting, and portfolio management services to individuals, high-net-worth individuals, and corporations.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
03/08/2024 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
CA
10/24/2002 - 12/19/2005
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
GA
12/13/2001 - 10/28/2002
FSC SECURITIES CORPORATION (ATLANTA GA)
CA
07/11/1996 - 02/02/2000
PACIFIC MUTUAL DISTRIBURTORS, INC. (NEWPORT BEACH CA)
NY
02/21/1991 - 06/19/1996
RELATED EQUITIES CORPORATION (NEW YORK NY)
NY
01/24/1990 - 10/26/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/28/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/1993
Series 24 - General Securities Principal Examination
BC
Issued 05/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/17/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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