Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Lynn Oberle is a financial advisor with Raymond James Financial Services, Inc. in Waterloo, NE. Carol has been in the financial industry since May 1994. She has worked for several companies including Primevest Financial Services, Inc. and BISYS Brokerage Services, Inc. Carol is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, 24, 7 and SIE licenses. Carol is licensed in Arizona, Colorado, Florida, Illinois, Iowa, Nebraska, North Carolina, Oregon, Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
09/26/2003 - Present
Raymond James Financial Services, Inc. (WATERLOO NE)
MN
05/10/2000 - 09/29/2003
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
MN
04/04/2000 - 05/10/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MN
05/27/1994 - 04/05/2000
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 06/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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