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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Lynn Doran-timmins is a financial advisor with over 37 years of experience in the industry. Carol is currently registered with Morgan Stanley and has been with the firm since January 2016. Prior to joining Morgan Stanley, Carol has held positions at J.P. Morgan Securities LLC, Chase Investment Services Corp., UBS Financial Services Inc. and Morgan Stanley Smith Barney. Carol holds a number of licenses and certifications, including the Series 7, Series 3, Series 9, Series 10, Series 24, Series 63 and Series 66. Carol also has experience as a FINRA arbitrator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/02/2020 - Present
Morgan Stanley (Red Bank NJ)
NJ
10/01/2012 - 01/05/2016
J.P. MORGAN SECURITIES LLC (JERSEY CITY NJ)
NY
05/17/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
08/24/2010 - 05/08/2012
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/01/2009 - 09/13/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
11/20/1984 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
09/25/1984 - 10/11/1984
PRUDENTIAL-BACHE SECURITIES INC.
BOTH
Issued 09/17/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/11/2012
Series 24 - General Securities Principal Examination
BC
Issued 04/04/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2011
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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