Unclaimed
Carol Lewis MacKoff is a financial professional with over 30 years of experience in the industry. Carol is currently registered with Multi-Bank Securities, Inc. and has previously held positions at BONWICK CAPITAL PARTNERS, LLC, RICE FINANCIAL PRODUCTS COMPANY, DOLEY SECURITIES, LLC., PRYOR, COUNTS & CO., INC., NATWEST INTERNATIONAL SECURITIES INC., and MANUFACTURERS HANOVER FUTURES & OPTIONS, INC. Carol holds FINRA Series 7, 24, 50, and 63 licenses as well as the SIE exam. Carol is licensed to sell securities in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/04/2016 - Present
Multi-Bank Securities, Inc. (Chicago IL)
IL
09/17/2015 - 07/02/2016
BONWICK CAPITAL PARTNERS, LLC (Chicago IL)
IL
09/22/2000 - 10/14/2015
RICE FINANCIAL PRODUCTS COMPANY (CHICAGO IL)
LA
06/14/2004 - 08/08/2005
DOLEY SECURITIES, LLC. (NEW ORLEANS LA)
PA
03/31/1994 - 06/02/2004
PRYOR, COUNTS & CO., INC. (PHILADELPHIA PA)
NY
12/09/1992 - 08/25/1993
NATWEST INTERNATIONAL SECURITIES INC. (NEW YORK NY)
IL
11/01/1990 - 10/08/1991
MANUFACTURERS HANOVER FUTURES & OPTIONS, INC. (CHICAGO IL)
BC
Issued 01/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/30/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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