Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Steward is a financial advisor with over 10 years of experience in the financial services industry. Carol is currently registered with Empower Financial Services, Inc. and holds Series 6 and Series 63 licenses. Carol has previously worked with VOYA Retirement Advisors, LLC and GWFS Equities, Inc. Carol is based in St. Paul, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
07/13/2015 - Present
Empower Financial Services, Inc. (St Paul MN)
MN
07/06/2009 - 07/01/2015
VOYA RETIREMENT ADVISORS, LLC (ST. PAUL MN)
MN
11/11/2008 - 07/06/2009
GWFS EQUITIES, INC. (ST. PAUL MN)
BC
Issued 12/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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