Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Foster is a financial advisor with over 30 years of experience in the financial services industry. Carol is currently registered with GWN Securities Inc. and is a Certified Financial Planner. Carol has held previous roles at VOYA FINANCIAL ADVISORS, INC., ING FINANCIAL ADVISERS, LLC, QUESTAR CAPITAL CORPORATION, USALLIANZ SECURITIES, INC., STUART SECURITIES CORP., WASHINGTON SQUARE SECURITIES, INC., FINANCIAL PROGRAMS, INC., INVESTORS BROKERAGE SERVICES, INC., PAMCO SECURITIES AND INSURANCE SERVICES, CONSOLIDATED INVESTMENT SERVICES, INC., and H. C. COPELAND AND ASSOCIATES EQUITIES, INC. Carol offers financial planning, market timing services and portfolio management for individuals. Carol is also an independent insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
CO
01/26/2018 - Present
GWN Securities Inc. (HIGHLANDS RANCH CO)
CO
01/03/2011 - 12/31/2017
VOYA FINANCIAL ADVISORS, INC. (HIGHLANDS RANCH CO)
CO
09/02/2009 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (HIGHLANDS RANCH CO)
CO
12/01/2006 - 09/04/2009
QUESTAR CAPITAL CORPORATION (HIGHLANDS RANCH CO)
CO
10/18/2005 - 12/01/2006
USALLIANZ SECURITIES, INC. (HIGHLANDS RANCH CO)
GA
07/01/2003 - 10/17/2005
STUART SECURITIES CORP. (NORCROSS GA)
CT
08/12/1999 - 06/30/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
TX
08/04/1988 - 09/28/1989
FINANCIAL PROGRAMS, INC. (HOUSTON TX)
NA
10/21/1986 - 12/21/1987
INVESTORS BROKERAGE SERVICES, INC.
NA
02/10/1986 - 08/04/1986
PAMCO SECURITIES AND INSURANCE SERVICES
NA
10/18/1984 - 02/11/1986
CONSOLIDATED INVESTMENT SERVICES, INC.
NA
10/31/1981 - 09/21/1984
H. C. COPELAND AND ASSOCIATES EQUITIES, INC.
BC
Issued 07/29/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/13/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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