Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol L Kemple is a financial professional with over 20 years of experience in the industry. Carol is currently registered with Robert W. Baird & Co. Inc. and holds a Series 24 General Securities Principal license. Prior to joining Robert W. Baird & Co. Inc. Carol worked at J.J.B. HILLIARD, W.L. LYONS, LLC and Edward Jones. Carol has a broad range of experience with various investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
12/11/2019 - Present
Robert W. Baird & Co. Inc. (LOUISVILLE KY)
KY
01/02/2003 - 06/14/2018
J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
MO
08/07/2002 - 09/11/2002
EDWARD JONES (ST. LOUIS MO)
BC
Issued 08/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2009
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 12/01/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/30/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/13/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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