Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Buchman-krutiansky has been in the financial industry since 1995. Carol is currently registered as a Registered Representative and an Investment Adviser Representative with Cetera Investment Advisers LLC, based in New York. Prior to that, Carol was a registered representative with Walnut Street Securities, Inc. and Nathan & Lewis Securities, Inc. Carol has also served as a CPA/Tax Preparer and an Independent Insurance Agent. Carol holds a Series 6, Series 7, Series 24, Series 53, Series 63, Series 65, and Series 72 license and has earned several designations. Carol currently provides financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations. Carol also offers educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (NEW YORK NY)
NY
03/06/1996 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
TX
01/30/1995 - 03/12/1996
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 12/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/19/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carol Buchman-krutiansky is the right advisor for you? Invested Better is here to help.
