Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Kim is a financial advisor who has been in the industry since 2001. Carol is currently registered with Blackstone Securities Partners LP in New York, NY. Carol has held prior positions with Lehman Brothers Inc., Conifer Securities LLC, and P. Schoenfeld Asset Management LLC. Carol has a Series 7, Series 63, SIE, and Series 79TO license and is registered to provide investment advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/26/2008 - Present
Blackstone Securities Partners LP (NEW YORK NY)
NY
01/09/2006 - 02/12/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/30/2001 - 04/04/2005
CONIFER SECURITIES LLC (NEW YORK NY)
NY
10/09/2000 - 01/19/2001
P. SCHOENFELD ASSET MANAGEMENT LLC (NEW YORK NY)
BC
Issued 11/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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